Services
Each service has a clear promise: what gets reviewed, what gets built, what evidence the client receives, and what regulatory risk it helps control.
COFI/FAIS fulfilment
New FSP applications, authorisation category additions, profile changes, key individual evidence, representative setup, and regulator correspondence.
Monitoring visits, compliance calendars, fit and proper tracking, CPD evidence, complaints, conduct outcomes, and file reviews.
Role-based development for KIs, representatives, directors, key persons, operations teams, and compliance champions.
Submission calendars, return preparation, compliance reports, remediation tracking, and regulator-ready documentation.
Fit and proper evidence, competence records, RE1, RE3, RE4, and RE5 readiness, and update alerts when legislation may affect exam material.
Review website claims, licence references, representative wording, disclosure placement, lead forms, privacy wording, and digital conduct risk.
Compare a client's compliance posture, licensing promises, disclosure controls, website claims, and service evidence against competitors.
Service promises
Anything styled like a clickable pill links to a detail section. Non-clickable labels are now plain text.
COFI Readiness Diagnostic
A structured service that maps business activities, customer types, governance, service lifecycle, disclosures, fit and proper records, complaints, outsourcing, and reporting evidence against the COFI direction.